General Information
Official company information
- Registry ID
-
2404764Registry ID - A unique identifier for this business
- Company Age
- 11 years
- Registration Date
-
- Business Number (BN)
- 820745032
- City
- TORONTO
- Status Notes
- 2014-01-27
-
N/A
About RDF CAPITAL ACCEPTANCE INC.
Company profile and description
RDF Capital Management Inc. (RDF) was an exempt market dealer. On March 3, 2011, the Ontario Securities Commission (OSC) recommended suspending Richard Derek Frost's registration as a dealing representative, chief compliance officer (CCO), and ultimate designated person (UDP) and also recommended suspending RDF's registration. Staff based their recommendation on allegations that Frost and RDF failed to meet their Know Your Product and suitability obligations and failed to make adequate disclosure of product information. RDF and Mr. Frost reached a joint agreement with the OSC resolving the situation, including suspension of RDF's registration.
Category
Business category and classification details
- Primary Category
- Business & Finance
- Description
- Organizations providing commercial, financial, consulting, marketing, and administrative services primarily to other businesses.
Additional Information
Detailed company information and status
- Version
- 1762887005896704060
- Hierarchy
- parent
- Entity Type
- ONTARIO BUSINESS CORP.
- Display Date
- 2014-01-27
- Jurisdiction
- ON
- Business Number
- 820745032
- MRAS Entity Type
- BCA
Company Contacts
Key contacts and leadership
| Name & Position | Contact Number | Fax Number | |
|---|---|---|---|
Request For Information FreeWe will attempt to gather this information through our sources Current requests: 0 |
|||
Similar Companies
Companies in the same industry or category
-
Business & Finance -
Business & Finance -
Business & Finance -
Business & Finance
In the News
Recent media coverage and press mentions
No recent media coverage
No recent news articles found for RDF CAPITAL ACCEPTANCE INC.
